-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L5r1zzIq2cdLuNoS19jr+uLFX/CDkuOHDv7oEetHxMSg06OO0ETqY+Y6ZgwASxhk 2QmPAGPsYX0rE5w03tA6ig== 0000950172-03-000521.txt : 20030214 0000950172-03-000521.hdr.sgml : 20030214 20030214180642 ACCESSION NUMBER: 0000950172-03-000521 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57007 FILM NUMBER: 03569151 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 BUSINESS PHONE: 4087476080 MAIL ADDRESS: STREET 1: 894 ROSS DRIVE STREET 2: SUITE 100 CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06828 SC 13D/A 1 tivo13da.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) TIVO INC. Common Stock, $.001 par value per share ------------------------------------------ (Title of class of securities) 888706108 -------------------- (CUSIP number) Lawrence P. Tu, Executive Vice President and General Counsel, National Broadcasting Company, Inc. 30 Rockefeller Plaza, New York, NY 10012, (212) 664-7024 ------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) August 28, 2002 ------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. NOTE: SCHEDULES FILED IN PAPER FORMAT SHALL INCLUDE A SIGNED ORIGINAL AND FIVE COPIES OF THE SCHEDULE, INCLUDING ALL EXHIBITS. SEE RULE 13D-7(B) FOR OTHER PARTIES TO WHOM COPIES ARE TO BE SENT. (CONTINUED ON FOLLOWING PAGES) CUSIP NO. 888706108 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): National Broadcasting Company, Inc. 14-1682529 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [X] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: SHARES BENEFICIALLY 4,009,974 OWNED BY EACH ------------------------------------------------------ REPORTING 8 SHARED VOTING POWER: PERSON WITH -0- - ------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER: 4,009,974 - ------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: -0- - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,009,974 - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 6.6%* - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ------------------------------------------------------------------------------- * Based on 57,671,966 shares of Common Stock outstanding as of December 6, 2002 as reported by the Company in its Quarterly Report on Form 10-Q for the quarterly period ended October 31, 2001 filed on December 16, 2002. CUSIP NO. 888706108 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): National Broadcasting Company Holding, Inc. 13-3448662 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [X] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: SHARES BENEFICIALLY Disclaimed (see 11 below) OWNED BY ------------------------------------------------------ EACH 8 SHARED VOTING POWER: REPORTING PERSON WITH -0- - ------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below) - ------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: -0- - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by National Broadcasting Company Holding, Inc. - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above) - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ------------------------------------------------------------------------------- CUSIP NO. 888706108 - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): General Electric Company 14-0689340 - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [X] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------- ----------------------------------------- 4 SOURCE OF FUNDS: Not applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: SHARES BENEFICIALLY Disclaimed (see 11 below) OWNED BY EACH ------------------------------------------------------ REPORTING 8 SHARED VOTING POWER: PERSON WITH -0- - ------------------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below) - ------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER: -0- - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by General Electric Company - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above) - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - ------------------------------------------------------------------------------- This Schedule 13D/A amends the Schedule 13D filed on March 21, 2002 (the "Schedule 13D"), which relates to shares of Common Stock, par value $0.001 per share, of TiVo, Inc., a Delaware corporation. Capitalized terms used herein but not defined shall have the meaning attributed to them in the Schedule 13D. Item 2. Identity and Background. Paragraph 3 of Item 2 is amended and restated in its entirety as follows: "As of the date hereof, the name, business address, principal occupation or employment, and citizenship of each director and executive officer of NBC, NBC Holding and GE, are set forth on Schedules A, B and C respectively, attached hereto." Item 4. Purpose of Transaction. Paragraph 7 of Item 4 is amended and restated in its entirety as follows: "The Notes are convertible at any time prior to maturity (August 15, 2006) into Common Stock, initially at a conversion price of $6.73 per share, subject to certain conversion price adjustments including an adjustment on August 23, 2002 if the price per share of the Common Stock is less than the conversion price. The Company may redeem some or all of the Notes, at any time before maturity, at a redemption price, in cash, of $1,000 per $1,000 principal amount of the Notes, plus accrued and unpaid interest, if any, to, but excluding, the redemption date. The holder of the Notes may require the Company to repurchase the Notes, in cash at 110% of the principal amount of the Notes plus accrued and unpaid interest, upon certain changes of control and the delisting of the Common Stock." Item 5. Interest in Securities of the Issuer. The first paragraph of Item 5(a) is amended and restated in its entirety as follows: "The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this statement on Schedule 13D are incorporated herein by reference. On August 28, 2002, the One Year Warrants and the Five Year Warrants expired pursuant to their terms. On October 8, 2002, the conversion price of the Notes was adjusted to $3.99 per share pursuant to the terms of the indenture governing the Notes, resulting in approximately 1,020,823 additional shares of Common Stock that may be issuable upon conversion of the Notes pursuant to the terms of the indenture governing the Notes. Accordingly, as of December 31, 2002, NBC beneficially owned in the aggregate 4,009,974 shares of the Common Stock of the Company (assuming the conversion of all of its Notes and the exercise of its Warrants), representing approximately 6.6% of the outstanding shares of the Company (based on the number of shares outstanding as of December 6, 2002 as reported by the Company in its Quarterly Report on Form 10-Q for the quarterly period ended October 31, 2001 filed on December 16, 2002), after giving effect to the issuance of Common Stock by the Company to NBC pursuant to the Note and Warrant Purchase Agreement and assuming NBC's conversion of all of its Notes and Warrants." SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2003 GENERAL ELECTRIC COMPANY By: /s/ Robert E. Healing --------------------------------- Name: Robert E. Healing Title: Attorney-in-Fact NATIONAL BROADCASTING COMPANY HOLDING, INC. By: /s/ Elizabeth A. Newell ---------------------------------- Name: Elizabeth A. Newell Title: Assistant Secretary NATIONAL BROADCASTING COMPANY, INC. By: /s/ Elizabeth A. Newell ---------------------------------- Name: Elizabeth A. Newell Title: Assistant Secretary
SCHEDULE A NATIONAL BROADCASTING COMPANY, INC. DIRECTORS J.I. Cash, Jr. Harvard Business School Professor of Business Morgan Hall Administration-Graduate Soldiers Field Road School of Business Boston, MA 02163 Administration, Harvard University Dennis D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company; Chairman, General Electric Capital Services, Inc. A.M. Fudge General Electric Company Former Executive Vice 3135 Easton Turnpike President, Kraft Foods, Inc. Fairfield, CT 06431 Jeffrey R. Immelt General Electric Company Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company A. Jung Avon Products Chairman and Chief Executive Officer, 1345 Avenue of the Americas Avon Products, Inc. New York, NY 10105 A.G. Lafley The Proctor & Gamble Company Chairman of the Board, President and 1 Proctor & Gamble Plaza Chief Executive Officer, The Cincinnati, OH 45202-3315 Proctor & Gamble Company K.G. Langone Invemed Associates, Inc. Chairman, President and 375 Park Avenue Chief Executive Officer, New York, NY 10152 Invermed Associates, Inc. R.S. Larsen Johnson & Johnson Former Chairman and Chief Executive 100 Albany Street Officer Suite 200 New Brunswick, NJ 08901 R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief 309 West 49th Street Executive Officer New York, NY 10019-7316 S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Stsreet, N.E. Atlanta, Georgia 30303 R.S. Penske Penske Corporation Chairman of the Board 2555 Telegraph Road and President, Bloomfield Hills, MI Penski Corporation 48302-0954 G. L. Rogers General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company A.C. Sigler Champion International Retired Chairman of the Corporation Board and CEO and 1 Champion Plaza Former Director, Stamford, CT 06921 Champion International Corporation R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean and Cornell University Professor of Accounting 207 Sage Hall Ithaca, NY 14853-6201 D.A. Warner III J.P. Morgan Chase & Co., Retired Chairman of the The Chase Manhattan Bank and Board Morgan Guaranty Trust Co. of New York 345 Park Avenue New York, NY 10154 Robert C. Wright National Broadcasting Company,Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General Electric New York, NY 10112 Company; Chairman & Chief Executive Officer, National Broadcasting Company, Inc. Citizenship: - ------------ A. Jung Canada All Others U.S.A. NATIONAL BROADCASTING COMPANY, INC EXECUTIVE OFFICERS NAME PRESENT BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ------------------------ -------------------- J. R. Immelt General Electric Company Chairman of the Board 3135 Easton Turnpike and Chief Executive Fairfield, CT 06431 Officer, General Electric Company R. C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board 30 Rockefeller Plaza and Executive Officer, New York, NY 10112 General Electric Company; Chairman and Chief Executive Officer, National Broadcasting Company, Inc. M. Vachon National Broadcasting Company, Inc. Executive Vice President/ 30 Rockefeller Plaza Chief Financial Officer/ New York, NY 10112 Treasurer W. L. Bolster National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 R. B. Burgess National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 R. Cotton National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 D. Ebersol National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 J. W. Eck National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 R. A. Falco National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 B. W. Heineman, Jr. General Electric Company Senior Vice President - 3135 Easton Turnpike General Counsel and Secretary Fairfield, CT 06431 General Electric Company J. W. Ireland III National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 S. Sassa National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 N. Shapiro National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 P. Thomas-Graham National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 L. Tu National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 E. Whelley National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 D. Zaslav National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 J. Zucker National Broadcasting Company, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Citizenship: U.S.A - ------------ SCHEDULE B NATIONAL BROADCASTING COMPANY HOLDING, INC. DIRECTORS NAME PRESENT BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ------------------------ -------------------- J.I. Cash, Jr. Harvard Business School Professor of Business Morgan Hall Administration-Graduate Soldiers Field Road School of Business Boston, MA 02163 Administration, Harvard University Dennis D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company; Chairman, General Electric Capital Services, Inc. A.M. Fudge General Electric Company Former Executive Vice 3135 Easton Turnpike President, Kraft Foods, Inc. Fairfield, CT 06431 Jeffrey R. Immelt General Electric Company Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company A. Jung Avon Products Chairman and Chief Executive Officer, 1345 Avenue of the Americas Avon Products, Inc. New York, NY 10105 A.G. Lafley The Proctor & Gamble Company Chairman of the Board, President and 1 Proctor & Gamble Plaza Chief Executive Officer, The Cincinnati, OH 45202-3315 Proctor & Gamble Company K.G. Langone Invemed Associates, Inc. Chairman, President and 375 Park Avenue Chief Executive Officer, New York, NY 10152 Invermed Associates, Inc. R.S. Larsen Johnson & Johnson Former Chairman and Chief Executive 100 Albany Street Officer Suite 200 New Brunswick, NJ 08901 R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief 309 West 49th Street Executive Officer New York, NY 10019-7316 S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Stsreet, N.E. Atlanta, Georgia 30303 R.S. Penske Penske Corporation Chairman of the Board 2555 Telegraph Road and President, Bloomfield Hills, MI Penski Corporation 48302-0954 G. L. Rogers General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company A.C. Sigler Champion International Retired Chairman of the Corporation Board and CEO and 1 Champion Plaza Former Director, Stamford, CT 06921 Champion International Corporation R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean and Cornell University Professor of Accounting 207 Sage Hall Ithaca, NY 14853-6201 D.A. Warner III J.P. Morgan Chase & Co., Retired Chairman of the The Chase Manhattan Bank and Board Morgan Guaranty Trust Co. of New York 345 Park Avenue New York, NY 10154 Robert C. Wright National Broadcasting Company,Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General Electric New York, NY 10112 Company; Chairman & Chief Executive Officer, National Broadcasting Company, Inc. Citizenship: A. Jung Canada All Others U.S.A. NATIONAL BROADCASTING COMPANY HOLDING, INC. EXECUTIVE OFFICERS PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ------------------------ -------------------- Robert C. Wright National Broadcasting Company, Inc. Chairman, Chief 30 Rockefeller Plaza Executive Officer New York, NY 10112 Mark Vachon National Broadcasting Company, Inc. Vice President, 30 Rockefeller Plaza Treasurer New York, NY 10112 Todd Davis National Broadcasting Company, Inc. Assistant Treasurer 30 Rockefeller Plaza New York, NY 10112 Brian O'Leary National Broadcasting Company, Inc. Assistant Treasurer 30 Rockefeller Plaza New York, NY 10112 Benjamin W. Heineman, Jr. General Electric Company Secretary 3135 Easton Turnpike Fairfield, CT 06431 Eliza Fraser General Electric Company Assistant Secretary 3135 Easton Turnpike Fairfield, CT 06431 Elizabeth Newell National Broadcasting Company, Inc. Assistant Secretary 30 Rockefeller Plaza New York, NY 10112 SCHEDULE C GENERAL ELECTRIC COMPANY DIRECTORS NAME PRESENT BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ------------------------ -------------------- J.I. Cash, Jr. Harvard Business School Professor of Business Morgan Hall Administration-Graduate Soldiers Field Road School of Business Boston, MA 02163 Administration, Harvard University Dennis D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company; Chairman, General Electric Capital Services, Inc. A.M. Fudge General Electric Company Former Executive Vice 3135 Easton Turnpike President, Kraft Foods, Inc. Fairfield, CT 06431 C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board and Chief S.A. de C.V. Executive Officer, Kimberly-Clark de Jose Luis Lagrange 103, Mexico, S.A. de C.V. Tercero Piso Colonia Los Morales Mexico, D.F. 11501, Mexico Jeffrey R. Immelt General Electric Company Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company A. Jung Avon Products Chairman and Chief Executive Officer, 1345 Avenue of the Americas Avon Products, Inc. New York, NY 10105 A.G. Lafley The Proctor & Gamble Company Chairman of the Board, President and 1 Proctor & Gamble Plaza Chief Executive Officer, The Cincinnati, OH 45202-3315 Proctor & Gamble Company K.G. Langone Invemed Associates, Inc. Chairman, President and 375 Park Avenue Chief Executive Officer, New York, NY 10152 Invermed Associates, Inc. R.S. Larsen Johnson & Johnson Former Chairman and Chief Executive 100 Albany Street Officer Suite 200 New Brunswick, NJ 08901 R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief 309 West 49th Street Executive Officer New York, NY 10019-7316 S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Stsreet, N.E. Atlanta, Georgia 30303 R.S. Penske Penske Corporation Chairman of the Board 2555 Telegraph Road and President, Bloomfield Hills, MI Penski Corporation 48302-0954 G. L. Rogers General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06431 Company A.C. Sigler Champion International Retired Chairman of the Corporation Board and CEO and 1 Champion Plaza Former Director, Stamford, CT 06921 Champion International Corporation R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean and Cornell University Professor of Accounting 207 Sage Hall Ithaca, NY 14853-6201 D.A. Warner III J.P. Morgan Chase & Co., Retired Chairman of the The Chase Manhattan Bank and Board Morgan Guaranty Trust Co. of New York 345 Park Avenue New York, NY 10154 Robert C. Wright National Broadcasting Company,Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General Electric New York, NY 10112 Company; Chairman & Chief Executive Officer, National Broadcasting Company, Inc. Citizenship: - ------------ C.X. Gonzalez Mexico A. Jung Canada All Others U.S.A. GENERAL ELECTRIC COMPANY EXECUTIVE OFFICERS NAME PRESENT BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ------------------------ -------------------- J.R. Immelt General Electric Company Chairman of the Board and Chief 3135 Easton Turnpike Executive Officer Fairfield, CT 06431 P.D. Ameen General Electric Company Vice President and Controller 3135 Easton Turnpike Fairfield, CT 06431 C.T. Begley General Electric Company Vice President - GE Transportation 2901 East Lake Road Systems Erie, PA 16531 D.C. Calhoun General Electric Company Senior Vice President 1 Neumann Way GE Aircraft Engines Cincinnati, OH 05215 J.P. Campbell General Electric Company Senior Vice President Appliance Park GE Consumer Products Louisville, KY 40225 W.J. Conaty General Electric Company Senior Vice President 3135 Easton Turnpike Human Resources Fairfield, CT 06431 D.D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer. Fairfield, CT 06431 General Electric Company; Chairman, General Electric Capital Services, Inc. S.C. Donnelly General Electric Company Senior Vice President One Research Circle Corporate Research and Niskayuna 12309 Development M.D. Fraizer General Electric Company Senior Vice President 6620 W. Broad Street GE Insurance Richmond, VA 23230 Y. Fujimori General Electric Company Senior Vice President 21 Mita 1-chome GE Asia Meguro-ku 3rd Floor Alto Tokyo, Japan 153-0062 A.H. Harper General Electric Company Senior Vice President 260 Long Ridge Road GE Equipment Management Stamford, CT 06927 B.W. Heinemann, Jr. General Electric Company Senior Vice President 3135 Easton Turnpike General Counsel and Fairfield, CT 06431 Secretary J.M. Hogan General Electric Company Senior Vice President P.O. Box 414 GE Medical Systems Milwauke, WI 53201 R.A. Jeffe General Electric Company Senior Vice President 3135 Easton Turnpike Corporate Business Fairfield, CT 06431 Development J. Krenicki, Jr. General Electric Company Senior Vice President 1 Plastics Avenue GE Plastics Pittsfield, MA 01201 M.A. Neal General Electric Company Senior Vice President 260 Long Ridge Road GE Commercial Finance Stamford, CT 06927 D.R. Nissen General Electric Company Senior Vice President 201 High Ridge Road GE Consumer Finance Stamford, CT 06905-3417 J.A. Park General Electric Company Senior Vice President 260 Long Ridge Road General Electric Company, Vice Stamford, CT 06927 Chairman, GE Capital Corporation R.R. Pressman General Electric Company Senior Vice President 5200 Metcalf Avenue Employers Reinsurance Corporation Overland Park, KS 66201 G.M. Reiner General Electric Company Senior Vice President 3135 Easton Turnpike Chief Information Officer Fairfield, CT 06431 J.G. Rice General Electric Company Senior Vice President 4200 Wildwood Parkway GE Power Systems Atlanta, GA 30339 G. L. Rogers General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer Fairfield, CT 06431 K.S. Sherin General Electric Company Senior Vice President 3135 Easton Turnpike Finance and Chief Financial Officer Fairfield, CT 06431 L.G. Trotter General Electric Company Senior Vice President 41 Woodford Avenue GE Industrial Systems Plainville, CT 06062 W. A. Woodburn General Electric Company Senior Vice President 187 Danbury Road GE Speciality Materials Wilton, CT 06897 Robert C. Wright National Broadcasting Company,Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, New York, NY 10112 General Electric Company; Chairman & Chief Executive Officer, National Broadcasting Company, Inc. Citizenship: - ------------ Yoshiaki Fujimori Japan All Others U.S.A.
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